SEC Form 4 · accession 0001580378-26-000001
Okta, Inc. · OKTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony John Bates
Director
Period of report
Jun 17, 2026
Accepted (ET)
Jun 22, 2026 · 6:06 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001660134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 17, 2026 | M | 2,487 | $0.00 | A | 4,520 | D | |
| Class A Common Stock | Jun 21, 2026 | M | 2,033 | $0.00 | A | 6,553 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 17, 2026 | M | 2,487 | D | — | — | Class A Common Stock | 2,487 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Jun 18, 2026 | A | 2,080 | A | — | — | Class A Common Stock | 2,080 | 2,080 | D |
| Restricted Stock UnitsF1,F4 | — | Jun 21, 2026 | M | 2,033 | D | — | — | Class A Common Stock | 2,033 | 2,033 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
- F2The RSUs vested in full on June 17, 2026.
- F3The RSUs vest in full on the earlier of June 18, 2027 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.
- F433-1/3% of the shares underlying the RSU vested on June 21, 2025, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date.