SEC Form 4 · accession 0001209191-18-063517
Okta, Inc. · OKTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin A Horowitz
Director
Period of report
Dec 17, 2018
Accepted (ET)
Dec 19, 2018 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001660134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Dec 17, 2018 | S | 8,765 | $65.212 | D | 1,703,351 | I | By Trust |
| Class A Common Stock | holding | — | — | — | 11,765 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- F2The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The reported securities are held directly by a family trust for which the Reporting Person is a trustee.