SEC Form 4 · accession 0001209191-17-066514

Okta, Inc. · OKTA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Dec 15, 2017

Accepted (ET)

Dec 19, 2017 · 7:00 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001660134

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F1	$1.40	Dec 15, 2017	M	10,464	D	—	Aug 29, 2023	Class B Common Stock	10,464	314,356	D
Class B Common Stock^F2	—	Dec 15, 2017	M	10,464	A	—	—	Class A Common Stock	10,464	10,464	D
Class B Common Stock^F2	—	Dec 15, 2017	G	10,464	D	—	—	Class A Common Stock	10,464	0	D
Class B Common Stock^F2	—	Dec 15, 2017	G	10,464	A	—	—	Class A Common Stock	10,464	371,886	I
Employee Stock Option (Right to Buy)^F3	$7.17	holding	—	—	—	—	Aug 27, 2025	Class B Common Sto	145,200	145,200	D
Employee Stock Option (Right to Buy)^F4	$8.97	holding	—	—	—	—	Jul 29, 2026	Class B Common Sto	338,400	338,400	D

F125% of the shares subject to the option vested on June 24, 2014, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.
F2Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3The shares subject to the option shall vest in 48 equal monthly installments commencing on August 1, 2015, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
F420% of the shares subject to the option vested on July 29, 2017, 20% of the shares subject to the option shall vest on July 29, 2018, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.