Form4insider filings, from the source

SEC Form 4 · accession 0000899243-18-000551

Okta, Inc. · OKTA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 9:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001660134

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF2Jan 2, 2018C2,071,223$0.00A2,071,223IBy SC US GF V Holdings, Ltd.
Class A Common StockF2Jan 2, 2018C1,318,174$0.00A1,318,174IBy Sequoia Capital U.S. Growth Fund VI, L.P.
Class A Common StockF2Jan 2, 2018C66,026$0.00A66,026IBy Sequoia Capital U.S. Growth VI Principals Fund, L.P.
Class A Common StockF2Jan 2, 2018J2,071,223$0.00D0IBy SC US GF V Holdings, Ltd.
Class A Common StockF2Jan 2, 2018J1,318,174$0.00D0IBy Sequoia Capital U.S. Growth Fund VI, L.P.
Class A Common StockF2Jan 2, 2018J66,026$0.00D0IBy Sequoia Capital U.S. Growth VI Principals Fund, L.P.
Class A Common StockF2Jan 4, 2018C2,071,223$0.00A2,071,223IBy SC US GF V Holdings, Ltd.
Class A Common StockF2Jan 4, 2018C1,318,174$0.00A1,318,174IBy Sequoia Capital U.S. Growth Fund VI, L.P.
Class A Common StockF2Jan 4, 2018C66,026$0.00A66,026IBy Sequoia Capital U.S. Growth VI Principals Fund, L.P.
Class A Common StockF2Jan 4, 2018J2,071,223$0.00D0IBy SC US GF V Holdings, Ltd.
Class A Common StockF2Jan 4, 2018J1,318,174$0.00D0IBy Sequoia Capital U.S. Growth Fund VI, L.P.
Class A Common StockF2Jan 4, 2018J66,026$0.00D0IBy Sequoia Capital U.S. Growth VI Principals Fund, L.P.

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF2,F3—Jan 2, 2018C2,071,223D——Class A Common Stock2,071,2236,213,670I
Class B Common StockF2,F3—Jan 2, 2018C1,318,174D——Class A Common Stock1,318,1743,954,520I
Class B Common StockF2,F3—Jan 2, 2018C66,026D——Class A Common Stock66,026198,080I
Class B Common StockF2,F3—Jan 4, 2018C2,071,223D——Class A Common Stock2,071,2234,142,447I
Class B Common StockF2,F3—Jan 4, 2018C1,318,174D——Class A Common Stock1,318,1742,636,346I
Class B Common StockF2,F3—Jan 4, 2018C66,026D——Class A Common Stock66,026132,054I

Explanation of responses

Remarks

* /s/ Jung Yeon Son, by power of attorney for Patrick W. Grady, a Director of SC US (TTGP), Ltd., which is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. ** /s/ Jung Yeon Son, by power of attorney for Patrick W. Grady, a Director of SC US (TTGP), Ltd., which is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. *** /s/ Jung Yeon Son, by power of attorney for Patrick W. Grady, a Director of SC US (TTGP), Ltd., which is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P., which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd.