SEC Form 4 · accession 0001179110-17-002730
Bats Global Markets, Inc. · BATS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derick D Shupe
Other
Period of report
Feb 19, 2017
Accepted (ET)
Feb 21, 2017 · 10:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001659228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2017 | A | 1,003 | $0.00 | A | 12,056 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,003 shares of unvested restricted stock that vests ratably over three years.