SEC Form 4 · accession 0001179110-17-001001
Bats Global Markets, Inc. · BATS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher R Concannon
Officer — President and CEO · Director
Period of report
Jan 13, 2017
Accepted (ET)
Jan 18, 2017 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001659228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2017 | A | 14,979 | $0.00 | A | 400,061 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 14,979 shares of unvested restricted stock that vest ratably over the next three years.