SEC Form 4 · accession 0001179110-16-033211
Bats Global Markets, Inc. · BATS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric J Swanson
Officer — EVP, General Counsel
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001659228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2016 | A | 4,859 | $0.00 | A | 167,915 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 4,859 shares of unvested restricted stock that vests ratably over three years.