SEC Form 4 · accession 0001179110-16-026663
Bats Global Markets, Inc. · BATS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian N Schell
Officer — EVP, Chief Financial Officer
Period of report
Jun 18, 2016
Accepted (ET)
Jun 20, 2016 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001659228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 18, 2016 | F | 4,862 | $27.44 | D | 198,426 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted shares granted to the reporting person under the Issuer's Third Amended and Restated 2012 Equity Incentive Plan.
- F2The number of shares has been adjusted to reflect the 1-for-2.91 stock split which was consummated immediately prior to the completion of the Issuer's initial public offering.