SEC Form 4 · accession 0001179110-16-025033
Bats Global Markets, Inc. · BATS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Richter
Director
Period of report
May 17, 2016
Accepted (ET)
May 19, 2016 · 11:03 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001659228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 17, 2016 | A | 3,529 | $0.00 | A | 549,494 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 3,529 shares of unvested restricted stock that vests 100% on May 17, 2017.
- F2See Exhibit 99.1.