SEC Form 4 · accession 0001179110-16-025029
Bats Global Markets, Inc. · BATS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Ratterman
Director
Period of report
May 17, 2016
Accepted (ET)
May 19, 2016 · 11:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001659228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 17, 2016 | A | 7,058 | $0.00 | A | 26,063 | D | |
| Common StockF2,F3 | holding | — | — | — | 752,063 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 7,058 shares of unvested restricted stock that vests 100% on May 17, 2017.
- F2The number of shares has been adjusted to reflect the 1-for-2.91 stock split which was consummated immediately prior to the completion of the Issuer's initial public offering.
- F3Shares are held of record by Joseph P. Ratterman and Sandra M. Ratterman, as Trustees of the Joseph P. and Sandra M. Ratterman Trust dated September 15, 2008, or their successors in Trust. Mr. Ratterman disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interests therein.