SEC Form 3 · accession 0001104659-16-131364
Bats Global Markets, Inc. · BATS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jun 28, 2016
Accepted (ET)
Jul 6, 2016 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001659228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | holding | — | — | — | 8,993,977 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of the Issuer reported in this Form 3 are owned indirectly by Deutsche Boerse AG through Deutsche Boerse Systems, Inc., which is a wholly-owned subsidiary of Deutsche Boerse AG.
Remarks
Mr. Daniel Mirtschink and Mr. Martin Loll are each signing as Attorney-in-Fact pursuant to power of attorney dated July 1, 2016 granted by Deutsche Boerse Systems, Inc., a copy of which is filed as an exhibit and incorporated herein by reference. Exhibit List - Exhibit 24.1 - Power of Attorney