SEC Form 4 · accession 0000899243-16-033326
Bats Global Markets, Inc. · BATS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
KNIGHT CAPITAL GROUP LLC
10% Owner
KCG Holdings, Inc.
10% Owner
KCG Strategic Holdings LLC
10% Owner
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001659228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2016 | S$0 | 382,000 | — | D | 12,332,791 | D | |
| Common StockF2 | Nov 10, 2016 | S$0 | 185,607 | — | D | 12,147,184 | D | |
| Common StockF3 | Nov 11, 2016 | S$0 | 100,000 | — | D | 12,047,184 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the sale of 382,000 shares in multiple transactions at prices ranging from $30.11 to $30.39 per share, resulting in a weighted average sale price per share of $30.33. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
- F2Represents the sale of 185,607 shares in multiple transactions at prices ranging from $30.80 to $31.10 per share, resulting in a weighted average sale price per share of $30.91. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
- F3Represents the sale of 100,000 shares in multiple transactions at prices ranging from $31.00 to $31.01 per share, resulting in a weighted average sale price per share of $31.00. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.