SEC Form 4 · accession 0000899243-16-023919
Bats Global Markets, Inc. · BATS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Jun 28, 2016
Accepted (ET)
Jun 30, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001659228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common Stock | Jun 28, 2016 | S | 8,993,977 | $25.27 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1International Securities Exchange Holdings, Inc. ("ISE") transferred the reported securities to an affiliate in connection with the sale of ISE to an unaffiliated third party pursuant to that certain Stock Purchase Agreement, dated March 9, 2016, by and among Deutsche Borse AG, Eurex Frankfurt AG and NASDAQ, Inc. Such affiliate has entered into a lock-up agreement relating to the reported securities on substantially the same terms as the lock-up agreement previously entered into by ISE in connection with the initial public offering of the reported securities.