SEC Form 4 · accession 0000899243-16-018428
Bats Global Markets, Inc. · BATS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
KNIGHT CAPITAL GROUP LLC
10% Owner
KCG Holdings, Inc.
10% Owner
Knight Capital Holdings LLC
10% Owner
Period of report
Apr 20, 2016
Accepted (ET)
Apr 22, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001659228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 20, 2016 | C | 379,000 | — | A | 15,830,679 | D | |
| Common Stock | Apr 20, 2016 | S | 2,596,937 | $19.00 | D | 13,233,742 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Non-Voting Common StockF1 | $0.00 | Apr 20, 2016 | C | 379,000 | D | — | — | Common Stock | 379,000 | 0 | D |
Explanation of responses
- F1The Class B Non-Voting Common Stock converted into Common Stock of the Issuer on a 1-for-1 basis and had no expiration date.
- F2The number of shares has been adjusted to reflect the 1-for-2.91 stock split which was consummated immediately prior to the completion of the Issuer's initial public offering.