SEC Form 5 · accession 0000899243-17-003811
Fortive Corp · FTV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell P Rales
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001659166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01F1 | Dec 1, 2016 | G | 358,000 | $0.00 | D | 1,827,053 | D | |
| Common Stock, par value $.01 | Dec 2, 2016 | G | 142,000 | $0.00 | D | 1,685,053 | D | |
| Common Stock, par value $.01 | Dec 7, 2016 | G | 138,379 | $0.00 | D | 1,546,674 | D | |
| Common Stock, par value $.01 | Dec 8, 2016 | G | 61,621 | $0.00 | D | 1,485,053 | D | |
| Common Stock, par value $.01 | Dec 15, 2016 | J | 2,500,000 | $0.00 | D | 14,500,000 | I | Through single-member LLCs |
| Common Stock, par value $.01 | Dec 15, 2016 | J | 2,500,000 | $0.00 | A | 3,985,053 | D | |
| Common Stock, par value $.01F3 | holding | — | — | — | 327,587 | I | Through the Mitchell P. Rales Family Trust | |
| Common Stock, par value $.01F4 | holding | — | — | — | 12,585 | I | By Spouse | |
| Common Stock, par value $.01 | holding | — | — | — | 68,448 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The total number of shares includes 448,709 shares held through grantor retained annuity trusts of which the Reporting Person is the settlor, trustee and sole annuitant.
- F2These shares were transferred from MPRDHR III LLC to direct ownership for no consideration. The MPRDHR III LLC is a limited liability company of which the Reporting Person is the sole member.
- F3The Reporting Person is the trustee of the Mitchell P. Rales Family Trust.
- F4The reporting person disclaims beneficial ownership of the shares held by his spouse, Emily W. Rales, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.