SEC Form 4 · accession 0001461790-17-000020
Rosehill Resources Inc. · ROSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
K2 PRINCIPAL FUND, L.P.
10% Owner
Shawn Kimel
10% Owner
Shawn Kimel Investments, Inc.
10% Owner
K2 GENPAR 2009 INC
10% Owner
K2 GENPAR LP
10% Owner
Period of report
May 8, 2017
Accepted (ET)
Jun 30, 2017 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001659122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 8, 2017 | S | 76 | $9.41 | D | 531,575 | D | |
| Class A Common StockF1 | May 9, 2017 | S | 2,573 | $9.06 | D | 529,002 | D | |
| Class A Common StockF1 | May 10, 2017 | S | 5,505 | $9.04 | D | 523,497 | D | |
| Class A Common StockF1 | May 16, 2017 | S | 1,000 | $9.17 | D | 522,497 | D | |
| Class A Common StockF1 | May 22, 2017 | S | 1,700 | $9.32 | D | 520,797 | D | |
| Class A Common StockF1 | May 23, 2017 | S | 110 | $9.30 | D | 520,687 | D | |
| Class A Common StockF1 | May 25, 2017 | S | 900 | $9.33 | D | 519,787 | D | |
| Class A Common StockF1 | May 26, 2017 | S | 3,900 | $9.36 | D | 515,887 | D | |
| Class A Common StockF1 | May 30, 2017 | S | 531 | $9.13 | D | 515,356 | D | |
| Class A Common StockF1 | May 31, 2017 | S | 67 | $9.25 | D | 515,289 | D | |
| Class A Common StockF1 | Jun 2, 2017 | S | 200 | $9.19 | D | 515,089 | D | |
| Class A Common StockF1 | Jun 6, 2017 | S | 200 | $9.15 | D | 514,889 | D | |
| Class A Common StockF1 | Jun 14, 2017 | S | 100 | $8.60 | D | 514,789 | D | |
| Class A Common StockF1 | Jun 23, 2017 | S | 25,100 | $8.42 | D | 489,689 | D | |
| Class A Common StockF1 | Jun 26, 2017 | S | 1,863 | $8.50 | D | 487,826 | D | |
| Class A Common StockF1 | Jun 27, 2017 | S | 6 | $8.50 | D | 487,820 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock.