SEC Form 3 · accession 0001140361-17-043245

Rosehill Resources Inc. · ROSE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Nov 8, 2017

Accepted (ET)

Nov 17, 2017 · 4:55 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001659122

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	holding	—	—	—	418,393	D
Class A Common Stock^F1	holding	—	—	—	418,393	I	Indirect beneficial ownership as beneficiary of 2003 Alan H. Buerger Trust for Reid S. Buerger
Class A Common Stock^F1	holding	—	—	—	418,392	I	Indirect beneficial ownership as beneficiary of 2012 Buerger Family SD GST Exempt Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrants (Right to Buy)^F2	$11.50	holding	—	—	—	—	—	Class A Common Stock	1,281,208	—	D
Warrants (Right to Buy)^F2	$11.50	holding	—	—	—	—	—	Class A Common Stock	1,281,208	—	I
Warrants (Right to Buy)^F2	$11.50	holding	—	—	—	—	—	Class A Common Stock	1,281,208	—	I
8.000% Series A Cumulative Perpetual Preferred Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	22,000	—	D
8.000% Series A Cumulative Perpetual Preferred Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	22,000	—	I
8.000% Series A Cumulative Perpetual Preferred Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	22,000	—	I

F1The reported securities are owned directly and indirectly by Reid S. Buerger as shown in Table I and Table II hereof. Certain of the reported securities are also owned indirectly by Constance M. Buerger as the trustee of the Alan H. Buerger 2003 Trust for Reid S. Buerger and the investment advisor to the 2012 Buerger Family SD GST Exempt Trust (the sole member of 2012 Buerger Family SD LLC, which directly owns certain of the reported securities). Certain of the securities reported are owned directly by 2012 Buerger Family SD LLC, indirectly by Constance M. Buerger as the manager of 2012 Buerger Family SD LLC, and indirectly by Reid S. Buerger as the beneficiary of the trust which is the sole member of 2012 Buerger Family SD LLC. Certain of the reported securities are owned directly by the 2003 Alan H. Buerger Trust for Reid S. Buerger, indirectly by Constance M. Buerger as trustee and indirectly by Reid S. Buerger as beneficiary.
F2The warrants become exercisable 30 days after the completion of an initial business combination and expire five years after the completion of such business combination or earlier upon redemption or liquidation.
F3The 8.000% Series A Cumulative Perpetual Preferred Stock is convertible, at the holder's option and at any time, initially into 86.9565 shares of Class A Common Stock (which is equivalent to an initial conversion price of approximately $11.50 per share). The 8.000% Series A Cumulative Perpetual Preferred Stock has no expiration date.