SEC Form 4 · accession 0001062993-18-000931
Rosehill Resources Inc. · ROSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001659122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 15, 2018 | S | 3,574 | $7.5138 | D | 711,446 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities beneficially owned as reported in Column 5 includes the 668,174 shares of Class A Common Stock underlying the 8.000% Series A Cumulative Perpetual Preferred Stock (the "Preferred Stock"), which is convertible, at the holder's option and at any time, into 86.9565 shares of Class A Common Stock (which is equivalent to an initial conversion price of approximately $11.50 per share). This includes the Class A Common Stock underlying 184 shares of Preferred Stock received as a PIK dividend on January 16, 2018. The Preferred Stock has no expiration date.