SEC Form 4 · accession 0001062993-17-005122
Rosehill Resources Inc. · ROSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Nov 28, 2017
Accepted (ET)
Nov 30, 2017 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001659122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 28, 2017 | S | 789 | $8.753 | D | 795,124 | D | |
| Class A Common StockF1 | Nov 29, 2017 | S | 2,400 | $8.8376 | D | 792,724 | D | |
| Class A Common StockF1 | Nov 30, 2017 | S | 2,230 | $9.0693 | D | 790,494 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities beneificially owned as reported in Column 5 includes 739,131 shares of Class A Common Stock underlying shares of 8.000% Series A Cumulative Perpetual Preferred Stock, which is convertible, at the holder's option and at any time, into 86.9565 shares of Class A Common Stock (which is equivalent to an initial conversion price of approximately $11.50 per share). The 8.000% Series A Cumulative Perpetual Preferred Stock has no expiration date.