SEC Form 4 · accession 0001062993-17-005019
Rosehill Resources Inc. · ROSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Nov 14, 2017
Accepted (ET)
Nov 16, 2017 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001659122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 14, 2017 | S | 3,757 | $9.7695 | D | 812,096 | D | |
| Class A Common StockF1 | Nov 15, 2017 | S | 700 | $9.3614 | D | 811,396 | D | |
| Class A Common StockF1 | Nov 16, 2017 | S | 701 | $9.0321 | D | 810,695 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities beneficially owned as reported in Column 5 includes 739,131 shares of Class A Common Stock underlying shares of 8.000% Series A Cumulative Perpetual Preferred Stock, which is convertible, at the holder's option and at any time, into 86.9565 shares of Class A Common Stock (which is equivalent to an initial conversion price of approximately $11.50 per share). The 8.000% Series A Cumulative Perpetual Preferred Stock has no expiration date.