SEC Form 4 · accession 0001062993-17-004376
Rosehill Resources Inc. · ROSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Oct 5, 2017
Accepted (ET)
Oct 10, 2017 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001659122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Oct 5, 2017 | C | 69,565 | $11.50 | A | 832,242 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 8.0% Series A Cumulative Preferred StockF3 | $11.50 | Oct 5, 2017 | C | 800 | D | — | — | Class A Common | 69,565 | 9,344 | D |
Explanation of responses
- F1The securities beneificially owned as reported in Column 5 includes the 812,522 shares of Class A Common Stock underlying the 8.000% Series A Cumulative Perpetual Preferred Stock (as discussed in more detail in footnote (2) below).
- F2Includes 204 shares of 8.00% Series A Cumulative Perpetual Preferred Stock, convertible into 17,739 shares of Class A Common Stock, acquired as a stock dividend to be paid to holders of record on October 1, 2017.
- F3The 8.000% Series A Cumulative Perpetual Preferred Stock is convertible, at the holder's option and at any time, into 86.9565 shares of Class A Common Stock (which is equivalent to an initial conversion price of approximately $11.50 per share). The 8.000% Series A Cumulative Perpetual Preferred Stock has no expiration date.