SEC Form 4/A · accession 0001062993-17-004375
Rosehill Resources Inc. · ROSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Period of report
Jul 6, 2017
Accepted (ET)
Oct 10, 2017 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001659122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jul 6, 2017 | S | 1,600 | $8.2288 | D | 880,487 | D | |
| Class A Common StockF1,F2 | Sep 28, 2017 | S | 50,000 | $7.2518 | D | 830,487 | D | |
| Class A Common StockF1,F2 | Sep 29, 2017 | S | 15,984 | $8.4136 | D | 814,503 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities beneficially owned as reported in Column 5 are held in the form of 8.000% Series A Cumulative Perpetual Preferred Stock, which is convertible, at the holder's option and at any time, initially into 86.9565 shares of Class A Common Stock (which is equivalent to an initial conversion price of approximately $11.50 per share). The 8.000% Series A Cumulative Perpetual Preferred Stock has no expiration date.
- F2The original Form 4 filed on October 2, 2017 is amended by this Form 4 to add an additional sale and update column 5 in Table I for the two sales previously listed. No other changes have been made to the original Form 4.