SEC Form 4 · accession 0000899243-17-027674
Rosehill Resources Inc. · ROSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Alan Townsend
Officer — See Remarks · Director
Period of report
Nov 28, 2017
Accepted (ET)
Nov 30, 2017 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001659122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 28, 2017 | A | 2,500 | $8.90 | A | 191,180 | D | |
| Class A Common StockF1 | Nov 29, 2017 | A | 2,500 | $8.87 | A | 193,680 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $11.50 | Nov 29, 2017 | P | 5,000 | A | May 27, 2017 | Apr 27, 2022 | Class A Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.86 to $8.88, inclusive. The reporting person undertakes to provide to Rosehill Resources Inc., any security holder of Rosehill Resources Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).
Remarks
President, Chief Executive Officer and Director