SEC Form 3 · accession 0001104659-16-131877
HERTZ GLOBAL HOLDINGS, INC · HTZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl T Berquist
Director
Period of report
Jun 30, 2016
Accepted (ET)
Jul 8, 2016 · 9:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001657853
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 33,564 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $68.92 | holding | — | — | — | Jan 2, 2007 | Jan 2, 2017 | Common Stock | 263 | — | D |
| Stock OptionsF2 | $86.67 | holding | — | — | — | May 17, 2007 | May 17, 2017 | Common Stock | 816 | — | D |
| Stock OptionsF2 | $56.32 | holding | — | — | — | May 15, 2008 | May 15, 2018 | Common Stock | 4,811 | — | D |
Explanation of responses
- F1The common stock reported in this row consists of (i) 29,796 shares of common stock and (ii) 3,768 restricted stock units granted on May 18, 2016 and scheduled to vest on the business day immediately preceding the Issuer's 2017 annual meeting, subject to the Reporting Person's continued membership on the Board of Directors. The common stock reported in this row has been adjusted and/or settled in accordance with the Issuer's Separation and Distribution Agreement and/or Employee Matters Agreement.
- F2The number and strike price of the stock options reported in this row have been adjusted in accordance with the Issuer's Employee Matters Agreement.