SEC Form 4 · accession 0001179110-18-008895

Cotiviti Holdings, Inc. · COTV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, Gen. Counsel, Secretary

Period of report

Jun 19, 2018

Accepted (ET)

Jun 21, 2018 · 4:11 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001657197

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.001 per share	Jun 19, 2018	M	20,000	$6.26	A	20,884	D
Common Stock, par value $0.001 per share	Jun 19, 2018	S	20,000	$41.10	D	884	D
Common Stock, par value $0.001 per share^F2	holding	—	—		—	4,316	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options (right to buy)^F3	$6.26	Jun 19, 2018	M	20,000	D	—	Nov 1, 2023	Common Stock, par value $0.001 per share	20,000	13,200	D

F1The sales reported in this Form 4 of securities held directly by the Reporting Person were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 16, 2017.
F2Held directly by The Arnold Olefson 2007 Personal Residence Trust, dated February 7, 2007, of which the Reporting Person serves as a Trustee.
F3These options ("Performance Awards") vest based on upon the weighted average price of the Issuer's common stock for any fiscal quarter exceeding a value that shall be calculated by the Issuer at the end of each such fiscal quarter in accordance with Stock Option Award Agreement pursuant to which such Performance Awards were granted, subject to the Reporting Person's continued service through each applicable vesting date. All of these Performance Awards had vested as of September 30, 2016.