SEC Form 4 · accession 0001179110-18-008206
Cotiviti Holdings, Inc. · COTV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Beaulieu
Officer — SVP and COO
Period of report
Jun 5, 2018
Accepted (ET)
Jun 7, 2018 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001657197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 | Jun 5, 2018 | M | 25,000 | $11.33 | A | 64,689 | D | |
| Common Stock, par value $0.001 | Jun 5, 2018 | S | 25,000 | $40.00 | D | 39,689 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F2 | $11.33 | Jun 5, 2018 | M | 25,000 | D | — | Sep 26, 2024 | Common Stock, par value $0.001 | 25,000 | 112,840 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 25, 2017.
- F279,280 of these options had vested as of September 26, 2017. The remaining 58,560 options vest and become exercisable in equal annual installments of 50% of the shares on September 26, 2018, and September 26, 2019, subject to the Reporting Person's continued service through each applicable vesting date.