SEC Form 4 · accession 0001179110-18-007611
Cotiviti Holdings, Inc. · COTV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E. Parisi
Director
Period of report
May 24, 2018
Accepted (ET)
May 29, 2018 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001657197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | May 24, 2018 | M | 4,189 | — | A | 9,108 | D | |
| Common Stock, par value $0.001 per shareF2 | holding | — | — | — | 5,000 | I | By trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | May 24, 2018 | M | 4,189 | A | — | — | Common Stock, par value $0.001 per share | 4,189 | 0 | D |
Explanation of responses
- F1Restricted Stock Units convert into Common Stock on a one-for-one basis.
- F2Held directly by a family revocable trust of which the Reporting Person and his spouse are the trustees.
- F3On June 1, 2017, the Reporting Person was granted 4,189 Restricted Stock Units all of which vested on May 24, 2018, the date of Cotiviti Holdings, Inc.'s first annual meeting following the date of grant.