SEC Form 3 · accession 0001607062-16-000711
AFS Holdings, Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Mar 15, 2016
Accepted (ET)
Mar 15, 2016 · 9:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Preferred Stock | holding | — | — | — | 50 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
The Series A Preferred Stock have no voting rights or conversion rights, but have liquidation and dividend preferences. Avalon Oil and Gas, Inc., the largest shareholder of AFS Holdings, Inc., is the General Partner of Avalon 2015 1, L.P.