SEC Form 4/A · accession 0001257587-16-000012
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Anthony Michael Sanfilippo
Officer — Chief Executive Officer · Director
Period of report
Apr 28, 2016
Accepted (ET)
May 12, 2016 · 9:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 28, 2016 | A | 131,990 | $0.00 | A | 428,954 | D | |
| Common StockF3,F2 | Apr 28, 2016 | A | 131,870 | $0.00 | A | 560,824 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported are restricted stock units that vest in four equal annual installments beginning on April 28, 2017.
- F2This amended Form 4 updates the number of shares of common stock beneficially owned directly by the reporting person to reflect an additional 73,954 shares of common stock, which had been omitted in the Form 4 filed on April 29, 2016.
- F3The securities reported are restricted stock with performance conditions that vest on December 31, 2018.