SEC Form 4 · accession 0001209191-18-051814
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos Ruisanchez
Officer — President and CFO · Director
Period of report
Sep 18, 2018
Accepted (ET)
Sep 20, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 18, 2018 | M | 39,024 | $6.19 | A | 325,255 | D | |
| Common Stock | Sep 18, 2018 | F | 19,707 | $33.68 | D | 305,548 | D | |
| Common Stock | holding | — | — | — | 652,951 | I | By Ruisanchez Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $6.19 | Sep 18, 2018 | M | 39,024 | D | — | May 21, 2020 | Common Stock | 39,024 | 0 | D |
Explanation of responses
- F1The stock options vested in four annual installments on May 21, 2014, 2015, 2016 and 2017.