SEC Form 4 · accession 0001209191-18-048876
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos Ruisanchez
Officer — President and CFO · Director
Period of report
Aug 28, 2018
Accepted (ET)
Aug 29, 2018 · 7:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 28, 2018 | G | 42,478 | $0.00 | D | 286,231 | D | |
| Common StockF1 | Aug 28, 2018 | G | 42,478 | $0.00 | A | 633,100 | I | By Ruisanchez Family Trust |
| Common Stock | Aug 29, 2018 | M | 41,020 | $6.97 | A | 327,251 | D | |
| Common Stock | Aug 29, 2018 | F | 21,169 | $34.50 | D | 306,082 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $6.97 | Aug 29, 2018 | M | 41,020 | D | — | May 20, 2021 | Common Stock | 41,020 | 0 | D |
Explanation of responses
- F1This transaction involved a gift of shares by the reporting person to the Ruisanchez Family Trust, a living trust, on August 28, 2018. These shares were previously reported as directly beneficially owned by the reporting person.
- F2The stock options vested in four annual installments on May 20, 2015, 2016, 2017 and 2018.