SEC Form 4 · accession 0001209191-18-048866
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Michael Sanfilippo
Officer — Chairman and CEO · Director
Period of report
Aug 27, 2018
Accepted (ET)
Aug 29, 2018 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 27, 2018 | M | 200,000 | $2.56 | A | 1,164,103 | D | |
| Common Stock | Aug 27, 2018 | F | 87,691 | $34.54 | D | 1,076,412 | D | |
| Common Stock | holding | — | — | — | 829,197 | I | By Sanfilippo Family Trust | |
| Common Stock | holding | — | — | — | 1,807 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $2.56 | Aug 27, 2018 | M | 200,000 | D | — | Mar 14, 2020 | Common Stock | 200,000 | 250,000 | D |
Explanation of responses
- F1The stock options vested in five equal annual installments on March 14, 2011, 2012, 2013, 2014 and 2015.