SEC Form 4 · accession 0001209191-18-048561
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil E Walkoff
Officer — EVP, Operations
Period of report
Aug 24, 2018
Accepted (ET)
Aug 27, 2018 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 24, 2018 | M | 42,000 | $2.86 | A | 271,465 | D | |
| Common Stock | Aug 24, 2018 | F | 20,916 | $34.42 | D | 250,549 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $2.86 | Aug 24, 2018 | M | 42,000 | D | — | May 22, 2019 | Common Stock | 42,000 | 0 | D |
Explanation of responses
- F1The stock options vested in four annual installments on May 22, 2013, 2014, 2015 and 2016.