SEC Form 4 · accession 0001209191-18-048248
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos Ruisanchez
Officer — President and CFO · Director
Period of report
Aug 21, 2018
Accepted (ET)
Aug 23, 2018 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2018 | M | 75,000 | $2.27 | A | 361,231 | D | |
| Common Stock | Aug 21, 2018 | F | 32,522 | $34.33 | D | 328,709 | D | |
| Common Stock | holding | — | — | — | 590,622 | I | By Ruisanchez Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Right to Buy (Stock Options)F1 | $2.27 | Aug 21, 2018 | M | 75,000 | D | — | Mar 1, 2020 | Common Stock | 75,000 | 0 | D |
Explanation of responses
- F1The options vested in five equal annual installments on March 1, 2011, 2012, 2013, 2014 and 2015.