SEC Form 4 · accession 0001209191-18-044613
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Michael Sanfilippo
Officer — Chairman and CEO · Director
Period of report
Jul 27, 2018
Accepted (ET)
Jul 31, 2018 · 7:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 27, 2018 | G | 281,791 | $0.00 | D | 91,476 | I | By Grantor Retained Annuity Trust |
| Common StockF2 | Jul 27, 2018 | G | 91,476 | $0.00 | D | 0 | I | By Grantor Retained Annuity Trust |
| Common StockF2 | Jul 27, 2018 | G | 91,476 | $0.00 | A | 829,197 | I | By Sanfilippo Family Trust |
| Common Stock | holding | — | — | — | 851,805 | D | ||
| Common Stock | holding | — | — | — | 1,808 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 27, 2018, a Grantor Retained Annuity Trust distributed 281,791 shares of common stock to the remaindermen of the trust, pursuant to the terms of the Grantor Retained Annuity Trust. These shares were previously reported as indirectly beneficially owned by the reporting person.
- F2On July 27, 2018, a Grantor Retained Annuity Trust distributed 91,476 shares of common stock to the Sanfilippo Family Trust, pursuant to the terms of the Grantor Retained Annuity Trust. These shares were previously reported as indirectly beneficially owned by the reporting person. The reporting person no longer has a reportable beneficial interest in 19,803 shares of common stock owned by his daughter, which were included in the reporting person's prior ownership reports.