SEC Form 4 · accession 0001209191-18-031105
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil E Walkoff
Officer — EVP, Operations
Period of report
May 16, 2018
Accepted (ET)
May 17, 2018 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2018 | M | 20,000 | $4.22 | A | 240,397 | D | |
| Common Stock | May 16, 2018 | F | 10,411 | $33.99 | D | 229,986 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $4.22 | May 16, 2018 | M | 20,000 | A | — | May 24, 2018 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The options vested in four equal annual installments on May 24, 2012, 2013, 2014 and 2015.