SEC Form 4 · accession 0001209191-18-030260
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Michael Sanfilippo
Officer — Chairman and CEO · Director
Period of report
May 3, 2018
Accepted (ET)
May 15, 2018 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 3, 2018 | G | 32,998 | $0.00 | D | 857,715 | D | |
| Common StockF1 | May 3, 2018 | G | 32,998 | $0.00 | A | 734,137 | I | By Sanfilippo Family Trust |
| Common Stock | holding | — | — | — | 373,267 | I | By Grantor Retained Annuity Trust | |
| Common Stock | holding | — | — | — | 19,803 | I | By Daughter | |
| Common Stock | holding | — | — | — | 1,789 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on May 3, 2018. These shares were previously reported as directly beneficially owned by the reporting person.