SEC Form 4 · accession 0001209191-18-030259
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Virginia E Shanks
Officer — EVP and Chief Admin. Officer
Period of report
May 1, 2018
Accepted (ET)
May 15, 2018 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2018 | G | 6,671 | $0.00 | D | 214,939 | D | |
| Common StockF1 | May 1, 2018 | G | 6,671 | $0.00 | A | 231,191 | I | By Shanks Family Trust |
| Common Stock | May 14, 2018 | M | 20,000 | $4.22 | A | 234,939 | D | |
| Common Stock | May 14, 2018 | F | 9,400 | $33.49 | D | 225,539 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $4.22 | May 14, 2018 | M | 20,000 | D | — | May 24, 2018 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1This transaction involved a gift of shares by the reporting person to the Shanks Family Trust, a living trust, on May 1, 2018. These shares were previously reported as directly beneficially owned by the reporting person.
- F2The options vested in four equal annual installments on May 24, 2012, 2013, 2014 and 2015.