SEC Form 4 · accession 0001209191-18-030258
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos Ruisanchez
Officer — President and CFO · Director
Period of report
May 1, 2018
Accepted (ET)
May 15, 2018 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2018 | G | 9,097 | $0.00 | D | 288,419 | D | |
| Common StockF1 | May 1, 2018 | G | 9,097 | $0.00 | A | 480,155 | I | By Ruisanchez Family Trust |
| Common Stock | May 14, 2018 | M | 200,000 | $3.36 | A | 488,419 | D | |
| Common Stock | May 14, 2018 | F | 90,860 | $33.52 | D | 397,559 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Right to Buy (Stock Options)F2 | $3.36 | May 14, 2018 | M | 200,000 | D | — | Aug 1, 2018 | Common Stock | 200,000 | 0 | D |
Explanation of responses
- F1This transaction involved a gift of shares by the reporting person to the Ruisanchez Family Trust, a living trust, on May 1, 2018. These shares were previously reported as directly beneficially owned by the reporting person.
- F2The options vested in four equal annual installments on August 1, 2009, 2010, 2011 and 2012.