SEC Form 4 · accession 0001209191-18-025471
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Martineau
Director
Period of report
Apr 17, 2018
Accepted (ET)
Apr 18, 2018 · 7:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 17, 2018 | M | 10,000 | $4.22 | A | 146,317 | D | |
| Common Stock | Apr 17, 2018 | F | 1,368 | $30.87 | D | 144,949 | D | |
| Common Stock | Apr 17, 2018 | M | 15,000 | $4.35 | A | 159,949 | D | |
| Common Stock | Apr 17, 2018 | F | 2,114 | $30.87 | D | 157,835 | D | |
| Common Stock | holding | — | — | — | 4,166 | I | By Spouse | |
| Common Stock | holding | — | — | — | 2,025 | I | By Individual Retirement Account for Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $4.22 | Apr 17, 2018 | M | 10,000 | D | May 24, 2011 | May 24, 2018 | Common Stock | 10,000 | 0 | D |
| Stock Options (Right to Buy)F2 | $4.35 | Apr 17, 2018 | M | 15,000 | D | — | May 20, 2018 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1All of the stock options vested immediately on the date of grant.
- F2The stock options vested in four equal annual installments beginning May 20, 2009, so that 100% of the options were vested and exercisable on May 20, 2012.