SEC Form 4 · accession 0001209191-18-021256
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos Ruisanchez
Officer — President and CFO · Director
Period of report
Mar 20, 2018
Accepted (ET)
Mar 22, 2018 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2018 | M | 240,000 | $3.89 | A | 543,419 | D | |
| Common Stock | Mar 20, 2018 | F | 113,037 | $30.45 | D | 430,382 | D | |
| Common Stock | holding | — | — | — | 344,095 | I | By Ruisanchez Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $3.89 | Mar 20, 2018 | M | 240,000 | D | — | Mar 28, 2018 | Common Stock | 240,000 | 0 | D |
Explanation of responses
- F1The stock options vested and became exercisable in four equal annual installments beginning on March 28, 2012.