SEC Form 4 · accession 0001209191-18-003165
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Michael Sanfilippo
Officer — Chairman and CEO · Director
Period of report
Jan 4, 2018
Accepted (ET)
Jan 10, 2018 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2018 | G | 44,411 | $0.00 | D | 388,070 | I | By Grantor Retained Annuity Trust |
| Common StockF2 | Jan 4, 2018 | G | 14,803 | $0.00 | D | 373,267 | I | By Grantor Retained Annuity Trust |
| Common StockF2 | Jan 4, 2018 | G | 14,803 | $0.00 | A | 19,803 | I | By Daughter |
| Common StockF3 | Jan 5, 2018 | G | 40,000 | $0.00 | D | 762,298 | D | |
| Common StockF3 | Jan 5, 2018 | G | 40,000 | $0.00 | A | 662,554 | I | By Sanfilippo Family Trust |
| Common Stock | holding | — | — | — | 1,666 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 4, 2018, a Grantor Retained Annuity Trust for the benefit of the reporting person and his children distributed 44,411 shares of common stock, pursuant to the terms of the Grantor Retained Annuity Trust. These shares were previously reported as indirectly beneficially owned by the reporting person.
- F2On January 4, 2018, a Grantor Retained Annuity Trust for the benefit of the reporting person and his children distributed 14,803 shares of common stock to the reporting person's daughter, who shares the reporting person's household, pursuant to the terms of the Grantor Retained Annuity Trust. The reporting person no longer has a reportable beneficial interest in 3,000 shares and 2,500 shares of common stock owned by his other daughters, which were included in the reporting person's prior ownership reports.
- F3This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on January 5, 2018. These shares were previously reported as directly beneficially owned by the reporting person.