SEC Form 4 · accession 0001209191-17-053621
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Virginia E Shanks
Officer — EVP and Chief Admin. Officer
Period of report
Sep 19, 2017
Accepted (ET)
Sep 21, 2017 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 19, 2017 | M | 100,000 | $3.30 | A | 356,669 | D | |
| Common Stock | Sep 19, 2017 | F | 51,430 | $20.21 | D | 305,239 | D | |
| Common Stock | holding | — | — | — | 125,331 | I | By Shanks Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $3.30 | Sep 19, 2017 | M | 100,000 | D | — | Oct 2, 2017 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1The options vested in four equal annual installments on October 2, 2011, 2012, 2013 and 2014.