SEC Form 4 · accession 0001209191-17-053209
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Michael Sanfilippo
Officer — Chairman and CEO · Director
Period of report
Sep 14, 2017
Accepted (ET)
Sep 18, 2017 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 14, 2017 | P | 21,600 | $18.85 | A | 596,290 | I | By Sanfilippo Family Trust |
| Common Stock | holding | — | — | — | 828,562 | D | ||
| Common Stock | holding | — | — | — | 432,481 | I | By Grantor Retained Annuity Trust | |
| Common Stock | holding | — | — | — | 5,000 | I | By Daughter | |
| Common Stock | holding | — | — | — | 3,000 | I | By Daughter | |
| Common Stock | holding | — | — | — | 2,500 | I | By Daughter | |
| Common Stock | holding | — | — | — | 1,702 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.80 to $19.00, inclusive. The reporting person undertakes to provide to Pinnacle Entertainment, Inc., any security holder of Pinnacle Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.