SEC Form 4 · accession 0001209191-17-046597
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Michael Sanfilippo
Officer — Chairman and CEO · Director
Period of report
Jul 27, 2017
Accepted (ET)
Jul 28, 2017 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 27, 2017 | G | 126,733 | $0.00 | D | 432,481 | I | By Grantor Retained Annuity Trust |
| Common StockF1 | Jul 27, 2017 | G | 126,733 | $0.00 | A | 474,690 | I | By Sanfilippo Family Trust |
| Common Stock | holding | — | — | — | 928,562 | D | ||
| Common Stock | holding | — | — | — | 5,000 | I | By Daughter | |
| Common Stock | holding | — | — | — | 3,000 | I | By Daughter | |
| Common Stock | holding | — | — | — | 2,500 | I | By Daughter | |
| Common Stock | holding | — | — | — | 1,701 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 27, 2017, a Grantor Retained Annuity Trust for the benefit of the reporting person and his children distributed 126,733 shares of common stock to the Sanfilippo Family Trust, pursuant to the terms of the Grantor Retained Annuity Trust. These shares were previously reported as indirectly beneficially owned by the reporting person.