SEC Form 4 · accession 0001209191-17-038323
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Michael Sanfilippo
Officer — Chief Executive Officer · Director
Period of report
May 8, 2017
Accepted (ET)
Jun 7, 2017 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 8, 2017 | G | 32,997 | $0.00 | D | 941,093 | D | |
| Common StockF1 | May 8, 2017 | G | 32,997 | $0.00 | A | 335,426 | I | By Sanfilippo Family Trust |
| Common StockF2 | May 26, 2017 | G | 12,531 | $0.00 | D | 928,562 | D | |
| Common StockF2 | May 26, 2017 | G | 12,531 | $0.00 | A | 347,957 | I | By Sanfilippo Family Trust |
| Common Stock | holding | — | — | — | 559,214 | I | By Grantor Retained Annuity Trust | |
| Common Stock | holding | — | — | — | 5,000 | I | By Daughter | |
| Common Stock | holding | — | — | — | 3,000 | I | By Daughter | |
| Common Stock | holding | — | — | — | 2,500 | I | By Daughter | |
| Common Stock | holding | — | — | — | 1,671 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on May 8, 2017. These shares were previously reported as directly beneficially owned by the reporting person.
- F2This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on May 26, 2017. These shares were previously reported as directly beneficially owned by the reporting person.