SEC Form 4 · accession 0001209191-17-000868
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Michael Sanfilippo
Officer — Chief Executive Officer · Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 30, 2016 | G | 205,786 | $0.00 | D | 559,214 | I | By Grantor Retained Annuity Trust |
| Common StockF1 | Dec 30, 2016 | G | 205,786 | $0.00 | A | 238,294 | I | By Sanfilippo Family Trust |
| Common StockF2 | Jan 1, 2017 | A | 40,000 | $0.00 | A | 737,280 | D | |
| Common Stock | holding | — | — | — | 5,000 | I | By Daughter | |
| Common Stock | holding | — | — | — | 3,000 | I | By Daughter | |
| Common Stock | holding | — | — | — | 2,500 | I | By Daughter | |
| Common Stock | holding | — | — | — | 1,493 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 30, 2016, a Grantor Retained Annuity Trust for the benefit of the reporting person and his children distributed 205,786 shares of common stock to the Sanfilippo Family Trust, pursuant to the terms of the Grantor Retained Annuity Trust. These shares were previously reported as indirectly beneficially owned by the reporting person.
- F2The securities reported are restricted stock units that vest on January 1, 2018.