SEC Form 4 · accession 0001209191-16-135374
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donna S Negrotto
Officer — EVP, Sec. and General Counsel
Period of report
Aug 2, 2016
Accepted (ET)
Aug 3, 2016 · 9:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 2, 2016 | M | 4,930 | $3.33 | A | 55,741 | D | |
| Common Stock | holding | — | — | — | 1,171 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $3.33 | Aug 2, 2016 | M | 4,930 | D | — | Sep 15, 2016 | Common Stock | 4,930 | 0 | D |
Explanation of responses
- F1The stock options vested and became exercisable on September 9, 2012.