SEC Form 4 · accession 0001209191-16-127885
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Michael Sanfilippo
Officer — Chief Executive Officer · Director
Period of report
Jun 13, 2016
Accepted (ET)
Jun 15, 2016 · 8:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2016 | P | 14,496 | $11.18 | A | 620,789 | D | |
| Common Stock | Jun 13, 2016 | P | 20,000 | $11.32 | A | 640,789 | D | |
| Common Stock | Jun 14, 2016 | P | 8,500 | $10.77 | A | 649,289 | D | |
| Common Stock | Jun 14, 2016 | P | 25,000 | $10.95 | A | 674,289 | D | |
| Common Stock | Jun 14, 2016 | P | 20,000 | $11.04 | A | 694,289 | D | |
| Common Stock | Jun 14, 2016 | P | 5,504 | $11.12 | A | 699,793 | D | |
| Common Stock | Jun 14, 2016 | P | 22,000 | $11.14 | A | 721,793 | D | |
| Common StockF1 | Jun 13, 2016 | P | 38,000 | $11.33 | A | 250,000 | I | By Grantor Retained Annuity Trust |
| Common Stock | holding | — | — | — | 3,000 | I | By Daughter | |
| Common Stock | holding | — | — | — | 2,500 | I | By Daughter | |
| Common Stock | holding | — | — | — | 1,000 | I | By Daughter | |
| Common Stock | holding | — | — | — | 1,514 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.24 to $11.40, inclusive. The reporting person undertakes to provide to Pinnacle Entertainment, Inc., any security holder of Pinnacle Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote (1) to this Form 4.