SEC Form 4 · accession 0001209191-16-126358
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Michael Sanfilippo
Officer — Chief Executive Officer · Director
Period of report
May 27, 2016
Accepted (ET)
Jun 7, 2016 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 27, 2016 | G | 20,031 | $0.00 | D | 540,793 | D | |
| Common StockF1 | May 27, 2016 | G | 20,031 | $0.00 | A | 506,245 | I | By Sanfilippo Family Trust |
| Common Stock | Jun 3, 2016 | P | 15,000 | $10.85 | A | 555,793 | D | |
| Common Stock | Jun 3, 2016 | P | 10,000 | $10.74 | A | 565,793 | D | |
| Common Stock | Jun 3, 2016 | P | 4,789 | $10.70 | A | 570,582 | D | |
| Common Stock | Jun 7, 2016 | P | 10,000 | $11.02 | A | 580,582 | D | |
| Common Stock | Jun 7, 2016 | P | 15,000 | $11.05 | A | 595,582 | D | |
| Common Stock | Jun 7, 2016 | P | 10,711 | $10.92 | A | 606,293 | D | |
| Common Stock | Jun 3, 2016 | P | 1,500 | $10.84 | A | 3,000 | I | By Daughter |
| Common Stock | Jun 3, 2016 | P | 1,000 | $10.80 | A | 2,500 | I | By Daughter |
| Common Stock | Jun 3, 2016 | P | 1,000 | $10.82 | A | 1,000 | I | By Daughter |
| Common Stock | Jun 7, 2016 | P | 12,000 | $11.02 | A | 212,000 | I | By Grantor Retained Annuity Trust |
| Common Stock | holding | — | — | — | 1,514 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on May 27, 2016. These shares were previously reported as directly beneficially owned by the reporting person.